Transactions Agent

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With over $10 billion in assets under administration, PEAK Financial Group has captured the trust of over 1,500 independent advisors throughout Canada. PEAK Financial Group caters to financial advisors in the areas of wealth management, mutual funds, securities, insurance and financial planning.

The PEAK Financial Group is a private and completely independent company. Having an entrepreneurial spirit, we value leadership and, working as a team, the development of new ideas. We preserve a family spirit and maintain an open and respectful working environment. Our values ​​are those of the authenticity, respect, personal growth and ethics.

Summary and core responsibilities of the position

Reporting to the supervisor of operations, you will process the daily operational functions related to transactions, trades settlements, and verification of trades. You will perform researches and will be one of the resource persons with our executing broker. More specifically, this position encompasses:

  • Generate the required reports and reconcile data
  • Communicate with our executing broker
  • Calculate commissions and accrued interest
  • Process data and make necessary adjustments or advise traders
  • Performe quality control of trades
  • Generate, print & validate Securities trade confirmations on a daily basis
  • Validate prices for statements productions
  • Reflect bonds transactions in system
  • Execute trades; exchanges, maturities, etc.
 Main requirements & qualifications:
  • A College degree
  • Minimum 2 years pertinent experience in a similar position
  • Fluent in English and French; spoken and written
  • Ability to analyze and solve problems
  • Interpersonal skills
  • Strong team spirit
  • Ability to shuffle different tasks as required
  • Effective time management skills, and ability to work in a fast pace environment

If you cherish similar values ​​and if this position is something you aspire to take as a challenge, send your resume to This e-mail address is being protected from spambots. You need JavaScript enabled to view it. , we will be happy to review your application.

Only candidates retained for interviews will be contacted.