Ann David joins PEAK as Vice President, Compliance

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PEAK Financial Group is pleased to announce the arrival of Ann David as Vice President, Compliance, on August 13, 2018. 

“PEAK is proud to welcome to its ranks Ann David,” said Robert Frances, Chairman and Chief Executive Officer of the Group. “Ann is without doubt the candidate we needed for this strategic position.”

Ann David has extensive experience and enjoys an outstanding reputation in the industry. With 20 years of experience in financial services, she has held several senior management positions at major Canadian financial institutions, including RBC and National Bank Financial Group. Her strong commitment to the industry includes serving as a member of the MFDA’s Policy Advisory Committee from 2007 until 2015. 

“I am honoured to be joining the PEAK team. It is a firm that is recognized across the country for its values of independence, ethics and integrity,” Ann David said. “During this period of regulatory change, I will have the pleasure of providing PEAK with guidance on compliance so that it can continue its mission of promoting Independent Advice.” 

As Vice President, Compliance, Ann David will oversee all PEAK’s compliance activities and will be responsible for its relations with the regulatory authorities. Her arrival is part of the Compliance Department’s succession plan. Her predecessor, Jean Carrier, will continue to work for PEAK as Special Advisor, among other roles. 

“PEAK’s business model has everything to enable our Group to continue its growth throughout Canada. We offer our Advisors and investors an environment that is conducive to the achievement of their objectives. Our goal is to continue investing in compliance to perpetuate our values of independence, ethics and integrity,” stated Marc Doré, PEAK’s President and Chief Operating Officer.

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